CUSIP No. 12811R104
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Page 2 of 11 Pages
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1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Calamos Family Partners, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, United States of America.
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
71,748,276 *
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6
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SHARED VOTING POWER
Not applicable.
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7
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SOLE DISPOSITIVE POWER
71,748,276 *
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8
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SHARED DISPOSITIVE POWER
Not applicable.
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
71,748,276 *
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
77.1% *
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12
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TYPE OF REPORTING PERSON (See Instructions)
CO
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*
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Includes (i) 77.7190% ownership interest in Calamos Investments LLC exchangeable on demand for shares of Class A Common Stock of the issuer; and (ii) 100 shares of Class B Common Stock of the issuer convertible on demand into Shares of Class A Common Stock of the issuer; in each case pursuant to the Second Amended and Restated Certificate of Incorporation of the issuer. Calamos Investments LLC was de-unitized effective March 1, 2009, when the issuer amended its Certificate of Incorporation requiring any exchanges of ownership interests in Calamos Investments LLC to be based on a fair value approach. Prior to the de-unitization, ownership units in Calamos Investments LLC would have entitled the holder thereof to exchange such units on a one-to-one basis for a shares of Class A Common Stock. Shares of Class B Common Stock are convertible on a one-to-one basis at the option of the holders thereof.
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CUSIP No. 12811R104
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Page 4 of 11 Pages
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1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
John P. Calamos, Sr.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Citizen of the United States of America.
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
72,866,675 **
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6
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SHARED VOTING POWER
Not applicable.
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7
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SOLE DISPOSITIVE POWER
72,866,675 **
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|||
8
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SHARED DISPOSITIVE POWER
Not applicable.
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
72,866,675 **
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
78.3% **
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12
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TYPE OF REPORTING PERSON (See Instructions)
IN
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**
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Includes (i) shares beneficially owned by Calamos Family Partners, Inc. (see notes and figures related to Calamos Family Partners, Inc. stated earlier in this filing); (ii) 0.1984% direct ownership interest in Calamos Investments LLC owned by John P. Calamos, Sr., which is exchangeable on demand for shares of Class A Common Stock of the issuer pursuant to the Second Amended and Restated Certificate of Incorporation of the issuer; and (iii) 935,240.9090 shares of the issuer beneficially owned by John P. Calamos, Sr.
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Item 1.
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(a)
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Name of Issuer:
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(b)
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Address of Issuer's Principal Executive Offices:
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Item 2.
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(a)
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Name of Person Filing.
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(b)
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Address of Principal Business Office or, if none, Residence.
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(c)
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Citizenship.
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(d)
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Title of Class of Securities.
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(e)
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CUSIP Number.
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Item 3.
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Not applicable.
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Item 4.
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Ownership.
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(a)
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Amount Beneficially Owned: CFP beneficially owns 71,748,276 * shares of Class A Common Stock. John P. Calamos, Sr. beneficially owns 72,866,675 ** shares of Class A Common Stock (including the shares beneficially owned by CFP).
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(b)
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Percent of Class:
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77.1%* with respect to CFP; and
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78.3%** with respect to John P. Calamos, Sr.
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(c)
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Number of shares as to which the person has:
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(i)
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sole power to vote or to direct the vote
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(ii)
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shared power to vote or to direct the vote
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(iii)
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sole power to dispose or to direct the disposition of
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(iv)
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shared power to dispose or to direct the disposition of
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*
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Includes (i) 77.7190% ownership interest in Calamos Investments LLC exchangeable on demand for shares of Class A Common Stock of the issuer; and (ii) 100 shares of Class B Common Stock of the issuer convertible on demand into Shares of Class A Common Stock of the issuer; in each case pursuant to the Second Amended and Restated Certificate of Incorporation of the issuer. Calamos Investments LLC was de-unitized effective March 1, 2009, when the issuer amended its Certificate of Incorporation requiring any exchanges of ownership interests in Calamos Investments LLC to be based on a fair value approach. Prior to the de-unitization, ownership units in Calamos Investments LLC would have entitled the holder thereof to exchange such units on a one-to-one basis for a shares of Class A Common Stock. Shares of Class B Common Stock are convertible on a one-to-one basis at the option of the holders thereof.
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**
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Includes (i) shares beneficially owned by Calamos Family Partners, Inc. (see notes and figures related to Calamos Family Partners, Inc. stated earlier in this filing); (ii) 0.1984% direct ownership interest in Calamos Investments LLC owned by John P. Calamos, Sr., which is exchangeable on demand for shares of Class A Common Stock of the issuer pursuant to the Second Amended and Restated Certificate of Incorporation of the issuer; and (iii) 935,240.9090 shares beneficially owned by John P. Calamos, Sr.
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
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Item 8.
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Identification and Classification of Member of the Group.
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Item 9.
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Notice of Dissolution of Group.
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Dated: February 14, 2013
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By:
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/s/ John P. Calamos, Sr.
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Name: John P. Calamos, Sr.
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Title: President
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Dated: February 14, 2013
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/s/ John P. Calamos, Sr.
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John P. Calamos, Sr.
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By:
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/s/ John P. Calamos
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Name: John P. Calamos
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Title: President
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/s/ John P. Calamos
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John P. Calamos
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